Rule 144: Selling Restricted and Control Securities When acquiring restricted securities or holding control securities, you have to look for an exemption from the SEC’s registration conditions to trade them in the marketplace. Here is how: Rule 144 allows you to resell publicly restricted and control securities by satisfying several requirements. This article will show […]

DFS Associates helps business owners achieve their goals through the intricate process of selling their business, with us providing specialized knowhow, expertise, insight and technical support. Our senior transaction experts have decades of middle-market M&A track record and are directed engaged involved in each deal. Our process begins with a meticulous assessment to pinpoint the […]

DFS Associates is a global investment banking company focusing in serving clients’ requirements in mergers and acquisitions, divestitures and corporate finance for private middle-market enterprises. DFS Associates serve principally firms with yearly earnings of $3 million to $500 million, dealing with company owners all over Tokyo, Japan engaged in various industries and guiding them to […]

DFS Associates conducts Executive Briefings aimed at presenting a general perspective of the professional M&A procedure and how it can work within the middle market – principally in terms of firms having revenues ranging from $3 million to $500 million. If you sit down in one of these intensive, day-long briefings, you can get a […]

Knowing your firm’s market value is crucial in coming up with intelligent decisions for future growth. DFS Associates’ Professional Services group adheres to a strategic valuation procedure to derive a company’s worth and determine prospective market options. Complete Client Analysis DFS Associates require our clients to fill-out a comprehensive questionnaire presenting information on company assets, […]